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Firm
Payout
Details

Acosta Financial Services LLC
- Wirehouse
Participates in RepsTradingPlaces.com
2255 Glades Road STE 110 Boca Raton FL, 33431
Contact: JIMMY ACOSTA   561-989-9997
Clearing House: Pershing Bank of New York
Approx. # of Reps:
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
40% up to 90%
Managed Assets:
50% up to 90%
Mutual Funds:
75% up to 90%
Variable Annuities:
50% up to 90%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
50%
Insurance:
10%
Managed Assets:
25%
Mutual Funds:
10%
Variable Annuities:
5%
Other:
0%

• Acosta Financial Services, LLC is a member of the National ... More>>

Anchor Bay Capitol
- Independent Firm
Participates in RepsTradingPlaces.com
5780 Fleet Street Suite 308 Carlsbad, CA, 92008
Contact: Heather Gabriel   713-474-2277
Clearing House: Fidelity
Approx. # of Reps: 4
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
50% up to 90%
Managed Assets:
50% up to 90%
Mutual Funds:
50% up to 90%
Variable Annuities:
50% up to 90%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
$100,000
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%

WHO WE ARE We are a fee-only Registered Investment Advise ... More>>

Bentley-Lawrence Securites Inc.
- Independent Firm
Participates in RepsTradingPlaces.com
888 West Big Beaver Suite 850 Troy, MI, 48084
Contact: Kathleen Hofer/Dennis Murphy/Richard Coskey   248-720-0300
Clearing House: Mesirow Financial Inc. Chicago IL
Approx. # of Reps: 33
Avg. Sales Per Rep ($): 175000
Payout Percentages
General Securities:
0% up to 50%
Managed Assets:
0% up to 80%
Mutual Funds:
0% up to 60%
Variable Annuities:
0% up to 60%
 
Avg. Payout Per Rep:
60+%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%

Representative and client service is our greatest strength. ... More>>

Boenning & Scattergood, Inc.
- Regional Firm
See Branches
Participates in RepsTradingPlaces.com
4 Tower Bridge, Suite 300 200 Barr Harbor Drive W. Conshohocken, PA, 19428-2979
Contact: Richard Purkiss   610-832-5261
Clearing House: First Clearing Corp.
Approx. # of Reps: 40
Avg. Sales Per Rep ($): 200,000
Payout Percentages
General Securities:
40% up to 50%
Managed Assets:
40% up to 50%
Mutual Funds:
40% up to 50%
Variable Annuities:
40% up to 50%
 
Avg. Payout Per Rep:
44%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
61%
Insurance:
1%
Managed Assets:
1%
Mutual Funds:
3%
Variable Annuities:
0%
Other:
34%

Respect for you, your clients and our employees. We can hel ... More>>

Brill Securities Inc
- Independent w/Branches
Participates in RepsTradingPlaces.com
152 West 57th St New York, NY, 10019
Contact: Nicholas Brown   212 957 2454
Clearing House: Bear Stearns
Approx. # of Reps: 60
Avg. Sales Per Rep ($): 300,000
Payout Percentages
General Securities:
0% up to 0%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
0%
E & O Charges:
255
Avg. Ticket Charges:
20 for branches
Min. Production:
$150,000
Percent Total Revenue
General Securities:
85%
Insurance:
0%
Managed Assets:
5%
Mutual Funds:
10%
Variable Annuities:
0%
Other:
0%

Full Service Broker Dealer established in 1986. Positions av ... More>>

brokersXpress, LLC
- Independent w/Branches
Participates in RepsTradingPlaces.com
311 W. Monroe Street Suite 1000 Chicago, IL 60606, 60603
Contact: Gary Martino   888-280-4202
Clearing House: Self clear through sister company optionsXpress, Inc.
Approx. # of Reps: 150
Avg. Sales Per Rep ($): 150,000
Payout Percentages
General Securities:
80% up to 100%
Managed Assets:
80% up to 100%
Mutual Funds:
80% up to 100%
Variable Annuities:
80% up to 100%
 
Avg. Payout Per Rep:
90%
E & O Charges:
1900 per year
Avg. Ticket Charges:
9.95 to 14.95
Min. Production:
$75,000
Percent Total Revenue
General Securities:
80%
Insurance:
2%
Managed Assets:
1%
Mutual Funds:
5%
Variable Annuities:
2%
Other:
0%

Isn’t it time to put the “Power of X” to work for you? Call ... More>>

Chicago Investment Group LLC.
- Regional plus Independent Division
Participates in RepsTradingPlaces.com
190 S. LaSalle Street 8th Floor Chicago, Il. 60603, 60603
Contact: Kevin J. Kowalski   312-377-3903
Clearing House: Legent Clearing Corp. Omaha, Ne.
Approx. # of Reps: 120
Avg. Sales Per Rep ($): 150,000
Payout Percentages
General Securities:
50% up to 90%
Managed Assets:
50% up to 90%
Mutual Funds:
50% up to 90%
Variable Annuities:
50% up to 90%
 
Avg. Payout Per Rep:
70%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
80%
Insurance:
1%
Managed Assets:
5%
Mutual Funds:
3%
Variable Annuities:
1%
Other:
10%


Commonwealth Financial Network
- Independent Firm
Participates in RepsTradingPlaces.com
29 Sawyer Road Waltham, MA , 02453-3483
Contact: Andrew Daniels   866.462.3638 x9183
Clearing House: National Financial Services LLC
Approx. # of Reps: 1,108
Avg. Sales Per Rep ($): 239,000
Payout Percentages
General Securities:
0% up to 91%
Managed Assets:
0% up to 91%
Mutual Funds:
0% up to 91%
Variable Annuities:
0% up to 91%
 
Avg. Payout Per Rep:
88.3%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
4%
Insurance:
5%
Managed Assets:
24%
Mutual Funds:
28%
Variable Annuities:
16%
Other:
22%

WHERE WILL YOUR SUCCESS TAKE YOU?

Let Comm ... More>>

Coordinated Capital Securities, Inc.
- Independent Firm
Participates in RepsTradingPlaces.com
704 River Place Madison, WI, 53716
Contact: Mari Buechner, President   800-783-6666
Clearing House: First Clearing, LLC
Approx. # of Reps: 90
Avg. Sales Per Rep ($): $75,000
Payout Percentages
General Securities:
0% up to 85%
Managed Assets:
0% up to 92%
Mutual Funds:
0% up to 92%
Variable Annuities:
0% up to 92%
 
Avg. Payout Per Rep:
87%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
25%
Insurance:
0%
Managed Assets:
10%
Mutual Funds:
35%
Variable Annuities:
25%
Other:
5%

Coordinated Capital Securities, Inc. believes that bigger is ... More>>

Country Club Financial Services, Inc.
- Bank Brokerage Firm
Participates in RepsTradingPlaces.com
2001 Shawnee Mission Parkway, 64112
Contact: John M. Yé   816-751-4221
Clearing House: Pershing, LLC
Approx. # of Reps: 35
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
0% up to 0%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%

Our advisors start with a financial plan and our commitment ... More>>

Dominick & Dominick LLC
- Independent w/Branches
Participates in RepsTradingPlaces.com
150 East 52nd Street new York, NY 10022, 10022
Contact: Rob Reilly   212-558-8902
Clearing House: Pershing LLC
Approx. # of Reps: 40
Avg. Sales Per Rep ($): 750,000
Payout Percentages
General Securities:
0% up to 50%
Managed Assets:
0% up to 50%
Mutual Funds:
0% up to 50%
Variable Annuities:
0% up to 50%
 
Avg. Payout Per Rep:
50%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
85%
Insurance:
1%
Managed Assets:
5%
Mutual Funds:
8%
Variable Annuities:
1%
Other:
0%

Dominick & Dominick LLC was founded in 1870 and has only had ... More>>

Eaglerock Advisory Group, Inc.
- Independent w/Branches
See Branches
Participates in RepsTradingPlaces.com
444 Humphrey Street Swampscott, MA 01907 , 01907
Contact: David P. Whelan, Jr. , CPA   781-593-9400
Clearing House: Pershing LLC
Approx. # of Reps: 10
Avg. Sales Per Rep ($): 100000+
Payout Percentages
General Securities:
50% up to 90%
Managed Assets:
50% up to 90%
Mutual Funds:
50% up to 90%
Variable Annuities:
50% up to 90%
 
Avg. Payout Per Rep:
80%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
10%
Insurance:
10%
Managed Assets:
30%
Mutual Funds:
40%
Variable Annuities:
10%
Other:
0%

Eaglerock is a branch office of a large independent broker d ... More>>

FFP Securities, Inc.
- Independent Firm
Participates in RepsTradingPlaces.com
15455 Conway Road Chesterfield, Missouri, 63017
Contact: David Ernst / Debbie Manning   800 934 4337
Clearing House: Pershing
Approx. # of Reps: 260
Avg. Sales Per Rep ($): 232000
Payout Percentages
General Securities:
0% up to 92%
Managed Assets:
0% up to 92%
Mutual Funds:
0% up to 92%
Variable Annuities:
0% up to 92%
 
Avg. Payout Per Rep:
90%
E & O Charges:
2500
Avg. Ticket Charges:
20
Min. Production:
$125000
Percent Total Revenue
General Securities:
5%
Insurance:
2%
Managed Assets:
36%
Mutual Funds:
16%
Variable Annuities:
38%
Other:
3%

A total commitment to your independence makes FFP Securities ... More>>

Fintegra Financial Solutions
- Independent Firm
Participates in RepsTradingPlaces.com
6120 Earle Brown Drive Suite 550 Minneapolis, MN, 55430
Contact: Gaye Lindberg   800-870-7993
Clearing House: Pershing, LLC.
Approx. # of Reps: 200+
Avg. Sales Per Rep ($): 95,000
Payout Percentages
General Securities:
75% up to 90%
Managed Assets:
75% up to 90%
Mutual Funds:
75% up to 90%
Variable Annuities:
75% up to 90%
 
Avg. Payout Per Rep:
80%
E & O Charges:
1395
Avg. Ticket Charges:
12-25
Min. Production:
$75,000
Percent Total Revenue
General Securities:
8%
Insurance:
3%
Managed Assets:
5%
Mutual Funds:
27%
Variable Annuities:
20%
Other:
37%

FINTEGRA stands for financial integrity, being a true strate ... More>>

First Command Financial Services
- Independent Firm
Participates in RepsTradingPlaces.com
4100 S. Hulen St. Ft Worth, TX, 76109
Contact: Elizabeth, Dan or Glenn   (877) 601-5783
Clearing House: Self
Approx. # of Reps: 600
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
0% up to 0%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%

First Command Financial Services develops and delivers compr ... More>>

Forsyth Securities
- Independent Firm
Participates in RepsTradingPlaces.com
243 N Lindbergh St Louis MO, 63141
Contact: Hugh Murray   314.997.7488
Clearing House: First Clearing RBC Dain
Approx. # of Reps: 30
Avg. Sales Per Rep ($): 30,000
Payout Percentages
General Securities:
50% up to 80%
Managed Assets:
60% up to 90%
Mutual Funds:
60% up to 90%
Variable Annuities:
60% up to 90%
 
Avg. Payout Per Rep:
60%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
64%
Insurance:
2%
Managed Assets:
2%
Mutual Funds:
15%
Variable Annuities:
15%
Other:
2%


Glen Eagle Advisors, LLC
- Independent w/Branches
Participates in RepsTradingPlaces.com
242 Princeton Avenue Suite 114 Hamilton, NJ, 08619
Contact: Pamela Cipriano   866-912-1440
Clearing House: Pershing, LLC
Approx. # of Reps: 5
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
0% up to 0%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
80%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
60%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
30%
Variable Annuities:
5%
Other:
5%


Heartland Investment Associates
- Independent w/Branches
Participates in RepsTradingPlaces.com
693 Marion Blvd Marion, IA, 52302
Contact: Ed Luebe   800-373-0004
Clearing House: National Financial Services
Approx. # of Reps: 8
Avg. Sales Per Rep ($): 220,000
Payout Percentages
General Securities:
30% up to 60%
Managed Assets:
30% up to 60%
Mutual Funds:
30% up to 60%
Variable Annuities:
30% up to 60%
 
Avg. Payout Per Rep:
50%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
25%
Insurance:
5%
Managed Assets:
0%
Mutual Funds:
60%
Variable Annuities:
10%
Other:
0%

We are looking for Series 7 reps for both our Cedar Rapids a ... More>>

ING Financial Partners
- Independent Firm
See Branches
Participates in RepsTradingPlaces.com
909 Locust St. Des Moines, IA, 50309
Contact: Bonnie Reed   800-356-2906
Clearing House: Pershing
Approx. # of Reps: 2300
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
0% up to 0%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%

Whether you are an independent broker or a wirehouse rep who ... More>>

Intercarolina Financial Services, Inc
- Regional Firm
Participates in RepsTradingPlaces.com
3300 Battleground Ave. #400 Greensboro NC, 27410
Contact: Al Hege   336-288-6890
Clearing House: national Finacial, LLC
Approx. # of Reps: 70
Avg. Sales Per Rep ($): 500,000
Payout Percentages
General Securities:
80% up to 93%
Managed Assets:
0% up to 2%
Mutual Funds:
80% up to 93%
Variable Annuities:
80% up to 93%
 
Avg. Payout Per Rep:
88%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
7%
Insurance:
5%
Managed Assets:
3%
Mutual Funds:
65%
Variable Annuities:
20%
Other:
0%

InterCarolina Financial Services is the answer to of true in ... More>>

INVEST Financial Corporation
- Independent Firm
Participates in RepsTradingPlaces.com
2701 N. Rocky Point Drive, 7th Floor Tampa, Florida, 33607
Contact: Business Development Team   800-245-4732
Clearing House: National Financial Services LLC and Pershing LLC
Approx. # of Reps: 865
Avg. Sales Per Rep ($): 114,000
Payout Percentages
General Securities:
79% up to 83%
Managed Assets:
89% up to 93%
Mutual Funds:
89% up to 93%
Variable Annuities:
89% up to 93%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
8%
Insurance:
17%
Managed Assets:
2%
Mutual Funds:
30%
Variable Annuities:
33%
Other:
10%

At INVEST Financial our mission is clear: we work for you. ... More>>

J.P. Turner & Company, LLC
- Independent Firm
Participates in RepsTradingPlaces.com
One Buckhead Plaza 3060 Peachtree Road NW 11th Floor Atlanta, GA, 30305
Contact: Paul Newman   404-479-8132
Clearing House: National Financial Services
Approx. # of Reps: 650
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
80% up to 95%
Managed Assets:
80% up to 95%
Mutual Funds:
80% up to 95%
Variable Annuities:
80% up to 95%
 
Avg. Payout Per Rep:
87.5%
E & O Charges:
185.00 per month
Avg. Ticket Charges:
15.00
Min. Production:
$250,000.00
Percent Total Revenue
General Securities:
86%
Insurance:
2%
Managed Assets:
1%
Mutual Funds:
6%
Variable Annuities:
2%
Other:
2%

Brokers Drive the B&D Bus You know it. We know it. We en ... More>>

Janney Montgomery Scott LLC
- Regional Firm
Participates in RepsTradingPlaces.com
1801 Market Street Philadelphia, PA, 19103
Contact: Kenneth P. Cerruto   888-558-2152
Clearing House: Self Clearing
Approx. # of Reps: 900
Avg. Sales Per Rep ($): 290,000
Payout Percentages
General Securities:
0% up to 46%
Managed Assets:
0% up to 46%
Mutual Funds:
0% up to 46%
Variable Annuities:
0% up to 46%
 
Avg. Payout Per Rep:
41%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
35%
Insurance:
5%
Managed Assets:
10%
Mutual Funds:
20%
Variable Annuities:
5%
Other:
25%

Wholly owned by Penn Mutual Life Insurance Company since 198 ... More>>

K.W. Brown Investments
- Regional Firm
Participates in RepsTradingPlaces.com
401 W Linton Blvd Suite 400 Delray Beach, FL, 33444
Contact: Jerry Desiderio   561-393-6900
Clearing House: Ameritrade / T D Waterhouse
Approx. # of Reps:
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
0% up to 0%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
50%
Insurance:
10%
Managed Assets:
0%
Mutual Funds:
10%
Variable Annuities:
30%
Other:
0%

Are you interested in supplementing you business with more l ... More>>

KMS Financial Services, Inc.
- Independent Firm
Participates in RepsTradingPlaces.com
2001 Sixth Avenue Suite 2801 Seattle, Washington, 98121
Contact: Eric Westberg, Mark Hamby   (800) 578-5253 x290
Clearing House: Pershing LLC
Approx. # of Reps: 300
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
50% up to 95%
Managed Assets:
50% up to 95%
Mutual Funds:
50% up to 95%
Variable Annuities:
50% up to 95%
 
Avg. Payout Per Rep:
88%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
8%
Insurance:
0%
Managed Assets:
29%
Mutual Funds:
45%
Variable Annuities:
17%
Other:
1%


Lara, Shull & May, Ltd.
- Independent Firm
Participates in RepsTradingPlaces.com
8000 Towers Crescent Drive Suite 660 Vienna, VA 22182, 22182
Contact: Ron Lara   877-543-5444
Clearing House: RBC Dain Correspondent services
Approx. # of Reps: 12
Avg. Sales Per Rep ($): 400000
Payout Percentages
General Securities:
50% up to 80%
Managed Assets:
50% up to 80%
Mutual Funds:
50% up to 80%
Variable Annuities:
50% up to 80%
 
Avg. Payout Per Rep:
60%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
5%
Insurance:
5%
Managed Assets:
25%
Mutual Funds:
60%
Variable Annuities:
5%
Other:
0%

IF you are tired of working in the city and want to work in ... More>>

Liberty Partners Financial Services, LLC
- Independent w/Branches
Participates in RepsTradingPlaces.com
5060 California Avenue Suite 542 Bakersfield, CA, 93309
Contact: Jeffery Fanning   866-828-1419
Clearing House: SAL Clearing www.salclearing.com
Approx. # of Reps: 20
Avg. Sales Per Rep ($): $125,000
Payout Percentages
General Securities:
85% up to 92%
Managed Assets:
85% up to 92%
Mutual Funds:
85% up to 92%
Variable Annuities:
85% up to 92%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
50%
Insurance:
5%
Managed Assets:
10%
Mutual Funds:
20%
Variable Annuities:
15%
Other:
0%

Currently offering 95% payouts for the 1st. 6 months (all pr ... More>>

Linsco/Private Ledger
- Independent Firm
Participates in RepsTradingPlaces.com
9785 Towne Centre Drive San Diego, CA, 92121-1968
Contact: John MacGregor   800-877-7210 x6132
Clearing House: SELF
Approx. # of Reps: 6,100
Avg. Sales Per Rep ($): 187,000
Payout Percentages
General Securities:
76% up to 83%
Managed Assets:
90% up to 92%
Mutual Funds:
90% up to 92%
Variable Annuities:
90% up to 92%
 
Avg. Payout Per Rep:
87%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
7%
Insurance:
3%
Managed Assets:
30%
Mutual Funds:
28%
Variable Annuities:
22%
Other:
10%

With LPL's 35-year history of serving independent financial ... More>>

Medallion Group
- Independent Firm
Participates in RepsTradingPlaces.com
811 Ritchie Highway Suite 25 Severna Park, MD, 21146
Contact: John Bivens   800-268-1542
Clearing House: Pershing
Approx. # of Reps: 275
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
0% up to 90%
Managed Assets:
0% up to 90%
Mutual Funds:
0% up to 90%
Variable Annuities:
0% up to 90%
 
Avg. Payout Per Rep:
82.6%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
1%
Insurance:
4%
Managed Assets:
35%
Mutual Funds:
40%
Variable Annuities:
20%
Other:
0%

We are a rep owned and rep operated firm. Our firm welcomes ... More>>

National Planning Corporation
- Independent Firm
Participates in RepsTradingPlaces.com
401 Wilshire Blvd. Suite 1100 Santa Monica, CA, 90401
Contact: KT Fereday   888-213-4590
Clearing House: Pershing
Approx. # of Reps: 1276
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
80% up to 83%
Managed Assets:
90% up to 93%
Mutual Funds:
90% up to 93%
Variable Annuities:
90% up to 93%
 
Avg. Payout Per Rep:
90%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
4%
Insurance:
4%
Managed Assets:
13%
Mutual Funds:
28%
Variable Annuities:
38%
Other:
13%

Grow With Us! What’s the attraction? Time-saving paperle ... More>>

Nationwide Planning Associates, Inc
- Regional plus Independent Division
Participates in RepsTradingPlaces.com
One Paragon Drive Suite 100 Montvale, NJ 07645, 07645
Contact: David K   201-476-0029 x12
Clearing House: Dual Clearing with Pershing, LLC and Penson
Approx. # of Reps:
Avg. Sales Per Rep ($): 200,000
Payout Percentages
General Securities:
50% up to 90%
Managed Assets:
50% up to 90%
Mutual Funds:
50% up to 90%
Variable Annuities:
50% up to 90%
 
Avg. Payout Per Rep:
85%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%

Nationwide Planning Associates, Inc., a Montvale, NJ based p ... More>>

Northeast Planning Associates
- Regional Firm
Participates in RepsTradingPlaces.com
43 Constitution Drive Bedford, NH, 03110
Contact: Louise Brassard   800-255-8451 x211
Clearing House: Pershing
Approx. # of Reps:
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
0% up to 0%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%

Northeast Planning Associates (NPA) blends the benefits of a ... More>>

Oppenheimer & Co. Inc.
- Regional Firm
Participates in RepsTradingPlaces.com
700 Veterans Memorial Highway suite 120 Hauppauge, NY, 11788
Contact: John West   631-382-2506
Clearing House: Self-Clearing
Approx. # of Reps:
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
0% up to 0%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%

Oppenheimer & Co. Inc. is a full service investment firm th ... More>>

Paulson Investment Company, Inc.
- Independent Firm
Participates in RepsTradingPlaces.com
811 SW Naito Pkwy Suite 200 Portland, Oregon, 97204
Contact: Eric Davidson   503-243-6023
Clearing House: National Financial Services LLC, a Fidelity Investment Company
Approx. # of Reps: 125
Avg. Sales Per Rep ($): 160,000
Payout Percentages
General Securities:
0% up to 0%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%

Paulson Investment Company, is a national leader in public o ... More>>

Perrin Holden and Davenport Capital Corp
- Independent Firm
Participates in RepsTradingPlaces.com
5 Hanover Square New York New York, 10004
Contact: Jody Eisenman   212 269 3157
Clearing House: Legent Clearing
Approx. # of Reps: 30
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
0% up to 0%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
55%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%

We are a boutique firm in the heart of the financial distric ... More>>

Piper Jaffray & Co.
- Regional Firm
Participates in RepsTradingPlaces.com
Piper Jaffray & Co. 800 Nicollet Mall Minneapolis, MN 55402, 55402-7020
Contact: Max Rathman   612-303-6367
Clearing House:
Approx. # of Reps:
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
0% up to 0%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%


RAYMOND JAMES FINANCIAL SERVICES
- Regional plus Independent Division
See Branches
Participates in RepsTradingPlaces.com
880 Carillon Pkwy St. Petersburg, FL, 33716
Contact: Dana Benjamin Thomas   727 567-5427
Clearing House: Raymond James & Associates, Inc.
Approx. # of Reps: 3,506
Avg. Sales Per Rep ($): 225,328
Payout Percentages
General Securities:
83% up to 90%
Managed Assets:
80% up to 100%
Mutual Funds:
85% up to 90%
Variable Annuities:
85% up to 90%
 
Avg. Payout Per Rep:
89%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
20%
Insurance:
10%
Managed Assets:
25%
Mutual Funds:
30%
Variable Annuities:
15%
Other:
0%

Our affiliation options can be viewed at www.advisorchoice.c ... More>>

RepsTradingPlaces
- Wirehouse
Participates in RepsTradingPlaces.com
606 Post Road East Suite 554 Westport, CT, 06880
Contact: Richard Kowal   888-420-4833
Clearing House:
Approx. # of Reps:
Avg. Sales Per Rep ($): 0
Payout Percentages
General Securities:
0% up to 50%
Managed Assets:
0% up to 0%
Mutual Funds:
0% up to 0%
Variable Annuities:
0% up to 0%
 
Avg. Payout Per Rep:
0%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
0%
Insurance:
0%
Managed Assets:
0%
Mutual Funds:
0%
Variable Annuities:
0%
Other:
0%


Saxony Securities, Inc.
- Independent Firm
Participates in RepsTradingPlaces.com
86 Kenrick Plaza St Louis, MO, 63119
Contact: Sonja Grodeon   866-477-9200
Clearing House: Pershing
Approx. # of Reps: 150
Avg. Sales Per Rep ($): 125,000
Payout Percentages
General Securities:
0% up to 90%
Managed Assets:
0% up to 90%
Mutual Funds:
0% up to 90%
Variable Annuities:
0% up to 90%
 
Avg. Payout Per Rep:
90%
E & O Charges:
Avg. Ticket Charges:
Min. Production:
Percent Total Revenue
General Securities:
40%
Insurance:
10%
Managed Assets:
10%
Mutual Funds:
30%
Variable Annuities:
10%
Other:
0%

Fee based programs Most insurance products In house resear ... More>>

SII Investments Inc
- Independent Firm
Participates in RepsTradingPlaces.com
5555 Grande Market Drive Appleton, WI, 54913
Contact: Steve Van Domelen   800-426-5975 x-2699
Clearing House: Pershing LLC
Approx. # of Reps: 530
Avg. Sales Per Rep ($): 192,000
Payout Percentages
General Securities:
79% up to 83%
Managed Assets:
89% up to 93%
Mutual Funds:
89% up to 93%
Variable Annuities:
89% up to 93%
 
Avg. Payout Per Rep:
90%
E & O Charges:
$2,700 / year
Avg. Ticket Charges:
No charge on direct business
Min. Production:
Percent Total Revenue
General Securities:
1%
Insurance:
4%
Managed Assets:
15%
Mutual Funds:
22%
Variable Annuities:
51%
Other:
7%

SII Investments seeks to affiliate with well established reg ... More>>

Stephen A. Kohn & Associates, Ltd.
- Independent Firm
Participates in RepsTradingPlaces.com
3232 South Vance Street, Suite 210 Lakewood, Colorado, 80227
Contact: Stephen A. Kohn   303-996-5680
Clearing House: National Financial Services, LLC
Approx. # of Reps: 20
Avg. Sales Per Rep ($): 0
Payout Percentages